Head of Compliance

icon Limassol
icon Forex
JOB DESCRIPTION

Ref#858

 

A Forex brokerage built around new regulations in the financial industry designed to keep the customer protected, are working with GRS to recruit a Head of Compliance to join their Limassol based team. The successful candidate will have a minimum of 2 years Compliance experience in the Forex industry and hold the Advanced CySEC certification. This would be a great career move in joining a fast paced and exciting company who believe in educating their clients. If you feel you have the necessary skills and experience, then we look forward to receiving your CV for the Limassol based Head of Compliance role.
 
MAIN DUTIES AND RESPONSIBILITIES
  • Implement an effective legal compliance program.
  • Review and Develop company Policies
  • Giving advice to the Management Team regarding the updated regulations through detailed reports.
  • Creating an effective action plan in response to audit notes and compliance violations purposes.
  • Supervising and coordinating all AML, Due diligence, and KYC procedures
  • Performing inhouse audit company procedures, practices, and documents to identify risk.
  • Ensuring that all employees are trained on the latest regulations and processes.
  • Responding to all compliance enquiries
  • Performing regular monitoring to ensure that standards are adhered
  • Prepares applications, notifications, and records updates for the Cyprus Securities & Exchange Commission (CySEC)
  • Being responsible for the firm fulfilling their annual obligations and license conditions
  • Acting as the liaison between the Company and external law firms.
  • Review Company’s marketing & promotional material, providing feedback, guidance, corrections, and internal advice.
  • Performing internal investigation and evidence-gathering to support legal procedures.
  • Providing detailed situation reports and updates to BOD on all matters being handled.
  • Conducting risk assessments, threat exposure assessments to issue alerts and advise on course of action.
 
CANDIDATE PROFILE
  • Legal academic background
  • Fluent in English and Greek both verbal and written
  • Outstanding Legal English writing skills.
  • Deep understanding of CySEC regulations
  • Excellent knowledge of EU and international law.
  • Experience in the Forex industry is a must. (A minimum of two years in a similar position).
  • CySEC Advanced Certificate and ideally the AML Certificate.
 
 
Due to the high volume of applications we receive at GRS Recruitment, only shortlisted candidates will be responded to.
 
To apply for this position, please email your CV to Ross Pitman, ross@grsrecruitment.comquoting the above job reference or call +357 25 342 720 for further information.
 

 

 

Job Summary
  • icon
    12 April 2021
  • icon
    Permanent
  • 858
  • Ross@grsrecruitment.com