GRS has partnered up with a very well-established wealth management company in Limassol who are currently looking to hire a Head of Compliance for their team. This person will report to the CEO. You will have the opportunity to work on interesting projects and provide investment advisory services. If this sounds like it could be your next move – please contact us today for a confidential conversation!
MAIN DUTIES AND RESPONSIBILITIES
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Maintain and lead the Compliance, AML and Risk function
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Perform periodic reviews of existing clients as per risk profiles assigned to each client/mandate.
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Actively support new client/mandate onboardings and provide timely feedback and gap analysis regarding KYC matters, establishment of Source of Wealth and Source of Funds.
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Prepare, review and submit all CYSEC regulatory, capital adequacy and statistical reporting relevant to MHEU on a timely basis, to the MHEU Board and to CYSEC respectively.
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Prepare, review and submit all other regulatory reports
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Ensure transaction reporting as per MIFID are submitted in a timely manner.
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Support the proper archiving of all relevant documents (client related and other agreements, contracts, confirmations, payment orders, etc).
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Maintenance/updates of the records in the company Client database system
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Support the onboarding and ongoing training e.g. on AML matters, of all employees.
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First point of contact for CYSEC and any other regulators or authorities interfacing with MHEU.
CANDIDATE PROFILE
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Must be able to multitask, use back-office tools proficiently for record keeping & monitor all procedures relevant to Compliance, AML and Risk matters.
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Languages – English must be fluent. Russian and Greek – an advantage
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Maintain knowledge of the procedures and operations of all departments in compliance with local regulatory requirements.
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Draft and maintain Manuals for Compliance, AML and Risk procedures and review all other Policies and Procedures applicable to MHEU.
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Maintain Risk Matrix for assessing Economic Risk profile of all clients/mandates.
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Be knowledgeable of Banking transaction specific requirements of Local and Foreign Banks.
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Be knowledgeable of Capital Adequacy reporting requirements applicable to MHEU.
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Previous experience in a CYSEC regulated firm (CIF) is required. +5yrs preferable.
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Relevant Compliance, AML and Risk officer experience is required. +5yrs preferable.
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Law degree or any other professional qualifications are an advantage.
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CYSEC regulated person with Advanced and AML Certifications required.
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IT knowledge of Office software as well as CRM relevant tools are required.
COMPANY BENEFITS
Due to the high volume of applications, we receive at GRS Recruitment, only shortlisted candidates will be responded to.
To apply for this position, please email your CV to
Laura Saltyte, lauras@grsrecruitment.com quoting the above job reference or call + 357 25 342 720 for further information.
