Our reputable legal firm based in Malta is seeking a dedicated Regulatory Advisor to join their team. A suitable candidate for this role is a compliance professional who is comfortable in a fast-paced growth environment and is well-versed in regulatory guidelines and best practices for authorised entities in the insurance and/or pensions sector. The role involves assisting and advising clients to be compliant with the applicable legislation and acting as a link between the clients and the Malta Financial Services Authority. The selected candidate will be expected to keep up to date with changes in regulatory legislation and guidance.
MAIN DUTIES AND RESPONSIBILITIES
- Assisting clients in regulatory processes such as:
- Obtaining or extending a Licence
- Passporting by services or establishment
- Portfolio transfers/ Mergers & Acquisitions/ Re- domiciliations
- Supporting of or provision of Compliance Officer duties
- Developing required governance/compliance-related documentation, including policies and procedures manuals
- Performing of gap analyses and compliance assessments
- Reviewing or drafting of compliance reports
- Provision of compliance training
CANDIDATE PROFILE
- Hold a legal or financial services qualification from a reputable professional or tertiary education institution
- Have at least 5 years’ experience in providing advice and/or compliance support to insurance and/or pension clients
- Have at least 5 years’ experience in the financial services industry, preferably in a compliance-related role
COMPANY BENEFITS
- The chance of working together with a dedicated team of lawyers and advisors
- Prospect for growth, in an environment which allows development of expertise
- The opportunity to work on interesting files with an international dimension
- A supportive, inclusive and collaborative work environment
Due to the high volume of applications, we receive at GRS Recruitment, only shortlisted candidates will be responded to.
To apply for this position, please email your CV to
Sarah Miceli, sarah@grsrecruitment.com quoting the above job reference.
