An international firm which offers compliance solutions to an array of clients, is searching for an experienced Regulatory Compliance Advisor to join their team in Malta. You will provide day-to-day support in the development, implementation and maintenance of regulatory compliance for a variety of clients within investment services, MICA, Payments and EMIs. The ideal candidate will be in possession of a tertiary degree or professional qualification related to law, banking and finance and investment services. You should also have solid experience in compliance and have full understanding of the duties of a Compliance Officer. If you are looking for the next step in your compliance career and would like to become PQd, GRS looks forward to receiving your CV for this Regulatory Compliance Advisor position based in Malta.
MAIN DUTIES AND RESPONSIBILITIES
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Provide day-to-day support in the development, implementation and maintenance of regulatory compliance for a variety of clients within investment services, MICA, Payments and EMIs
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Assist with the development and implementation of compliance policies and procedures-ensure compliance policies and procedures are effectively communicated to client, in accordance with the client’s regulatory requirements
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Monitor and interpret new regulations which could impact clients
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Monitor MFSA circulars etc. to follow up with clients
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Submit quarterly compliance reports
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Assist in conducting onsite compliance visits
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Assist regulators during their onsite visits; and
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Handling correspondence with regulatory authorities
CANDIDATE PROFILE
- Strong analytical skills
- Be in possession of a tertiary degree or professional qualification related to law, banking and finance and investment services;
- An understanding of the role of the compliance officer, the compliance program development and its maintenance;
- Eager to grow and become approved by the MFSA.
- An understanding of laws and regulations surrounding investment services business and their application.
- Ability to think critically to efficiently and effectively provide solutions to regulatory issues
- Possess good verbal, written and interpersonal communication skills
- Strong, independent self –starter, as well as be capable to work in a team; and
- Strong research and time management skills
COMPANY BENEFITS
Due to the high volume of applications we receive at GRS Recruitment, only shortlisted candidates will be responded to.