Our esteemed client, a prominent banking institution based in Malta, is seeking a dedicated Regulatory Compliance Analyst to join their team. This is a fantastic opportunity for a professional with a solid background in compliance and banking to further develop their career within a reputable organisation committed to integrity and excellence. If you meet the above criteria and are eager to take the next step in your compliance career, we encourage you to apply now and become a part of this dynamic banking team in Malta.
MAIN DUTIES AND RESPONSIBILITIES
- Assisting in the execution of the Compliance Monitoring Programme by carrying out compliance reviews (in-depth analysis to identify gaps and report writing).
- Assisting in dealing with correspondence and/or responding to queries from regulators.
- Overseeing response to customer complaints to ensure they are resolved in line with regulatory standards.
- Performing oversight over Regulatory/Supervisory Reporting.
- Carrying out Market Abuse Surveillance.
- Monitoring regulatory and legislative developments related to banking, investments and custody.
- Supporting the business to respond to regulatory change through participating in regulatory change projects.
- Responding to ad-hoc queries and providing advice on issues that are referred by the business lines (mainly Private Banking, Securities & Custody, Depositary services).
- Identifying regulatory compliance risks and supporting the business to improve/introduce controls to mitigate such risks.
- Working to achieve increased compliance awareness and maintain a strong business compliance culture.
- Other ad-hoc duties required for the operation of the Compliance function.
CANDIDATE PROFILE
- University degree in Banking and Finance is considered an asset. A degree in any other subject related to financial services or other relevant banking/investments/compliance qualifications may also be considered.
- Basic knowledge of financial services legislation and regulation, in relation to banking and investment products and services.
- A minimum of 1 year experience working in the financial services industry (banking, investments or regulatory compliance).
- Ability to research and strong analytical skills, with attention to detail.
- Must have objective approach to be able to exercise independent judgment, express opinions and make impartial recommendations.
- Excellent command of English, both oral and written.
- Able to communicate and work well with individuals at all levels in the Bank.
- Assertive individual, capable of gaining the respect of senior management, colleagues and regulators.
Due to the high volume of applications, we receive at GRS Recruitment, only shortlisted candidates will be responded to.