On behalf of our client, a well-established Brokerage company, GRS are recruiting a Senior Surveillance Officer to join their team in Limassol. This is an excellent opportunity to work in a fast and dynamic environment. If you feel you have the necessary skills and experience, then we look forward to receiving your CV for this Limassol based role.
MAIN DUTIES AND RESPONSIBILITIES
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Perform/supervise Trade Surveillance and Monitoring across the full range of OTC and Exchange-Traded securities and derivatives with regards proprietary and client activities of the investment firm
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Manage compliance and regulatory risk (particularly Market Abuse risk and Money Laundering risk) and control of the trading and associated activities, manage post-trade controls, perform surveillance reviews, review surveillance reports, conduct exceptions and suspicions investigations, develop and enhance mitigation measures and internal procedures
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Communicate with compliance team, as well as with Operations and IT staff to work on developing and implementing trading system preventative controls, surveillance processes, reports and MIS controls as well as perform ongoing maintenance and reviews to ensure the continuation of controls integrity and performance
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Lead developing processes for escalating issues, conduct testing programs on systems and controls, develop/ enhance tracking tools
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Where necessary, communicate with Regulators and Authorities (the role requiring excellent communication skills and in-depth knowledge of the compliance risks that impact the day-to-day operations on the trading floor and trade transactions).
CANDIDATE PROFILE
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University degree with relevant professional qualifications in legal, risk, audit or compliance fields
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Relevant experience in Compliance Advisory, Trade Surveillance & Monitoring, Risk Management, Internal Control or Internal Audit gained from investment banking, securities brokerage and / or global markets sales & trading
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Previous experience in Surveillance and Monitoring would be highly advantageous
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Strong knowledge of equities, futures and options securities and derivatives (candidates with relevant Surveillance and Monitoring experience covering other global markets products would also be considered)
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Solid understanding of securities and exchange regulations and rules
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Familiarity with the markets trading cycle and client servicing practices
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Experience in team management / supervisory role.
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Excellent communication skills in English, both written and verbal.
Due to the high volume of applications, we receive at GRS Recruitment, only shortlisted candidates will be responded to.
To apply for this position, please email your CV to Ioulia Ananikidou,
ioulia@grsrecruitment.com quoting the above job reference or call +
357 25 342 720 for further information.